Wertpapierdienstleistungs-Prüfungsverordnung - WpDPV

Topic area:
Status: 08.01.2021 |
Archived
Key words:
Supplement
Initiative
Official name
Verordnung über die Prüfung der Wertpapierdienstleistungsunternehmen nach § 89 des Wertpapierhandelsgesetzes (Wertpapierdienstleistungs-Prüfungsverordnung - WpDPV)
Type
Regulation
Level 2
Initiator
BaFin
Submitted
29.05.2017
Doc. code
Teil 1/ Nr.4 (2018)
Summary
Status
Status

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Current version
Final version
23.01.2018
Next step
Entry into force and application
Entry into force

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Application date

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Scope
Relevant for

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Associated initiatives
Level 1
Securities Trading Act (Revised version 1998) (binding, Main version, DE)
MiFID II (binding, Main version, EU)
MAR (binding, Main version, EU)
MiFIR (binding, Main version, EU)
MiFID / MiFIR shift of effective date (binding, Amendment, EU)
EMIR (binding, Main version, EU)
Level 2
Organisational requirements and operating conditions for investment firms (binding, EU)
Rules concerning liquidity and transparency (binding, EU)
Level 3 / Other
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Source: BaFin, Teil 1/ Nr.4 (2018), 2018