Wertpapierdienstleistungs-Prüfungsverordnung - WpDPV

Topic area:
Status: 08.01.2021 |
Archived
Key words:
Supplement
Initiative
Official name
Verordnung über die Prüfung der Wertpapierdienstleistungsunternehmen nach § 89 des Wertpapierhandelsgesetzes (Wertpapierdienstleistungs-Prüfungsverordnung - WpDPV)
Type
Regulation
Level 2
Initiator
BaFin
Submitted
29.05.2017
Doc. code
Teil 1/ Nr.4 (2018)
Summary
Status
Status

Get a subscription to have access to the whole content.

Current version
Final version
23.01.2018
Next step
Entry into force and application
Entry into force

Get a subscription to have access to the whole content.

Application date

Get a subscription to have access to the whole content.

Scope
Relevant for

Get a subscription to have access to the whole content.

Associated initiatives
Level 1
Securities Trading Act (Revised version 1998) (binding, Main version, DE)
MiFID II (binding, Main version, EU)
MAR (binding, Main version, EU)
MiFIR (binding, Main version, EU)
MiFID / MiFIR shift of effective date (binding, Amendment, EU)
EMIR (binding, Main version, EU)
Future Financing Act II (binding, Amendment, DE)
Level 2
Organisational requirements and operating conditions for investment firms (binding, Amendment, EU)
Rules concerning liquidity and transparency (binding, EU)
Level 3 / Other
–

Source: BaFin, Teil 1/ Nr.4 (2018), 2018