Securities Trading Act (Revised version 1998)

Topic area:
Status: 30.01.1998 |
Archived
Key words:
Main version
Initiative
Official name
Bekanntmachung der Neufassung des Wertpapierhandelsgesetzes
Type
Act/Law
Level 1
Initiator
German government
Submitted
Doc. code
BGBl. I 62/1998
Summary
Status
Status

Get a subscription to have access to the whole content.

Current version
Final version
09.09.1998
Next step
Entry into force and application
Entry into force

Get a subscription to have access to the whole content.

Application date

Get a subscription to have access to the whole content.

Scope
Relevant for

Get a subscription to have access to the whole content.

Associated initiatives
Level 1
Remuneration of investment counselling (HAnlBG) (binding, Amendment, DE)
High frequency trading (binding, Amendment, DE)
Reducing risks and strengthening proportionality in the banking sector (binding, Amendment, DE)
Financial Market Integrity Reinforcement Act (FISG) (binding, Amendment, DE)
Fund Location Act (FoStoG) (binding, Amendment, DE)
Sanctions Enforcement Act I (binding, Amendment, DE)
German Investment Schemes Act - VermAnlG (binding, Main version, Amendment, DE)
Sanctions Enforcement Act II (SanktDG) (binding, Main version, Amendment, DE)
Future Financing Act (binding, Amendment, DE)
Special provisions for the restructuring and liquidation of central counterparties (binding, Amendment, DE)
Financial Market Digitization Act - FinmadiG (binding, Amendment, DE)
Law on the implementation of sustainability reporting by companies (binding, Amendment, DE)
Act to Strengthen the Fund Market (binding, Amendment, DE)
Act on the reform of tax-incentivised private pension provision (pAV Reform Act) (binding, Amendment, DE)
Second law on implementation of EU data protection legislation (binding, Amendment, DE)
Notification obligations for holders of significant investments (binding, Amendment, DE)
Transfer of supervision of financial investment brokers to the Federal Financial Supervisory Authority (binding, Amendment, DE)
Act to further strengthen investor protection (binding, Amendment, DE)
Act to ensure the enforcement of the EU Regulation on European Green Bonds (binding, Amendment, DE)
Investor Protection Improvement Act (AnlVerG) (binding, Amendment, DE)
Level 2
Regulation on Amendements on Securities Trading Act-Regulation on announcement of employees (binding, Amendment, DE)
Wertpapierdienstleistungs-Prüfungsverordnung - WpDPV (binding, Supplement, DE)
Counterparty review certification Ordinance (GPrüfbV) (binding, Supplement, DE)
MaComp II for multilateral trading systems (binding, Supplement, DE)
Regulation on the Voting Rights Notification Ordinance (binding, Amendment, DE)
Second Amendment to the Securities Trading and Insider Directory Regulation (WpAIV) (binding, Amendment, DE)
Minimum requirements for custody business (MaDepot) (binding, Supplement, DE)
Fourth amendment to the Securities Trading Notification Ordinance (binding, Amendment, DE)
Net short selling position regulation (NLPosV) (binding, Supplement, DE)
WpHG-Employee notification regulation - WpHGMaAnzV (binding, Supplement, DE)
Securities Trading Notification Regulation (WpAV) (binding, Supplement, DE)
MaComp (binding, Supplement, DE)
Swarm Finance Service Provider Examination Ordinance (SFDPV) (binding, Supplement, DE)
Transparency Directive Implemeting Regulation (TranspRLDV) (binding, Supplement, DE)
Ordinance amending the Investment Firms Audit Report Regulation and the Crowdfunding Service Provider Audit Regulation (binding, Amendment, DE)
Level 3 / Other
WpHG Guideline on Fines (binding, DE)
WpDPV revision (binding, DE)
Withdrawal of the general ruling of the BaFin on 31h WpHG (binding, DE)
Systematische Internalisierung (binding, DE)
Marketing, distribution and sale of CFDs (binding, DE)
Responsibilities for issuers of securities in accordance with § 2c WpHG (binding, DE)
Interpretation of legal requirements for creating information sheets (binding, DE)
Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (non-binding, EU)
New version of IDW PS 521 on the audit of the securities services business (non-binding, DE)
General ruling regarding futures with margin requirements (binding, DE)
Focus for balance sheet control 2023 (non-binding, DE)
Exemption criteria within the scope of the audit exemption pursuant to Section 89 (1) sentence 3 WpHG (binding, DE)
WpHG Guideline on Fines II (non-binding, DE)
Rules of Conduct under MiFID II (binding, Supplement, DE)

Source: German government, BGBl. I 62/1998, 1998