Securities Trading Act (Revised version 1998)
Initiative
Official name
Bekanntmachung der Neufassung des Wertpapierhandelsgesetzes
Type
Law
Initiator
State (DE)
Submitted
Doc. code
BGBl. I 62/1998
Summary
Status
Status
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Current version
Final Version
Next step
Entry into force and application
In force
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To be applied
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Associated initiatives
Level 1
Remuneration of investment counselling (HAnlBG) (Regulatory inventory)
High frequency trading (Regulatory inventory)
Reducing risks and strengthening proportionality in the banking sector (Regulatory inventory)
Financial Market Integrity Reinforcement Act (FISG) (Regulatory inventory)
Fund Location Act (FoStoG) (Regulatory inventory)
Level 2
Second Amendment to the Securities Trading and Insider Directory Regulation (WpAIV) (Regulatory inventory)
Regulation on Amendements on Securities Trading Act-Regulation on announcement of employees (Regulatory inventory)
Amendments to the Wertpapierdienstleistungs-Prüfungsverordnung (Regulatory inventory)
Fourth amendment to the Securities Trading Notification Ordinance (Regulatory inventory)
Securities Trading Notification and Insider Directory Regulation (WpAIV) (Regulatory inventory)
Counterparty review certification Ordinance (GPrüfbV) (Regulatory inventory)
Regulation on the Voting Rights Notification Ordinance (Regulatory inventory)
Level 3 / Other
WpHG Guideline on Fines (Regulatory inventory)
WpHG Guideline on Fines II (Regulatory inventory)
WpDPV revision (Regulatory inventory)
Withdrawal of the general ruling of the BaFin on 31h WpHG (Regulatory inventory)
Systematische Internalisierung (Regulatory inventory)
Marketing, distribution and sale of CFDs (Regulatory inventory)
Responsibilities for issuers of securities in accordance with § 2c WpHG (Regulatory inventory)
Interpretation of legal requirements for creating information sheets (Regulatory inventory)
MaComp II for multilateral trading systems (Regulatory inventory)
Interim arrangement for netting agreements (Regulatory inventory)