Securities Trading Act (Revised version 1998)

Official name

Bekanntmachung der Neufassung des Wertpapierhandelsgesetzes

Type

Act/Law

Level 1

Initiator

German government

Submitted

Doc. code

BGBl. I 62/1998

Summary

Status

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Current version

Final version

09.09.1998

Next step

Entry into force

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Application date

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Scope

Relevant for

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Level 1

Remuneration of investment counselling (HAnlBG) (binding, Amendment, DE)

High frequency trading (binding, Amendment, DE)

Reducing risks and strengthening proportionality in the banking sector (binding, Amendment, DE)

Financial Market Integrity Reinforcement Act (FISG) (binding, Amendment, DE)

Fund Location Act (FoStoG) (binding, Amendment, DE)

Sanctions Enforcement Act I (binding, Amendment, DE)

German Investment Schemes Act - VermAnlG (binding, Main version, Amendment, DE)

Sanctions Enforcement Act II (SanktDG) (binding, Main version, Amendment, DE)

Future Financing Act (binding, Amendment, DE)

Special provisions for the restructuring and liquidation of central counterparties (binding, Amendment, DE)

Financial Market Digitization Act - FinmadiG (binding, Main version, Amendment, DE)

Level 2

Second Amendment to the Securities Trading and Insider Directory Regulation (WpAIV) (binding, DE)

Regulation on Amendements on Securities Trading Act-Regulation on announcement of employees (binding, Amendment, DE)

Wertpapierdienstleistungs-Prüfungsverordnung - WpDPV (binding, Supplement, DE)

Fourth amendment to the Securities Trading Notification Ordinance (binding, DE)

Securities Trading Notification Regulation (WpAV) (binding, DE)

Counterparty review certification Ordinance (GPrüfbV) (binding, Supplement, DE)

MaComp II for multilateral trading systems (binding, DE)

Regulation on the Voting Rights Notification Ordinance (binding, Amendment, DE)

Level 3 / Other

WpHG Guideline on Fines (binding, DE)

WpDPV revision (binding, DE)

Withdrawal of the general ruling of the BaFin on 31h WpHG (binding, DE)

Systematische Internalisierung (binding, DE)

Marketing, distribution and sale of CFDs (binding, DE)

Responsibilities for issuers of securities in accordance with § 2c WpHG (binding, DE)

Interpretation of legal requirements for creating information sheets (binding, DE)

Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (non-binding, EU)

New version of IDW PS 521 on the audit of the securities services business (non-binding, DE)

General ruling regarding futures with margin requirements (binding, DE)

Focus for balance sheet control 2023 (non-binding, DE)

Exemption criteria within the scope of the audit exemption pursuant to Section 89 (1) sentence 3 WpHG (binding, DE)

WpHG Guideline on Fines II (non-binding, DE)

Rules of Conduct under MiFID II (binding, Supplement, DE)