MiFIR | Regulatory-Hub

Official name

REGULATION (EU) No 600/2014 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCILof 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012

Type

Regulation

Level 1

Initiator

Submitted

20.10.2011

Doc. code

600/2014

Summary

Status

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Current version

Final version

15.05.2014

Next step

Entry into force

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Application date

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Scope

Relevant for

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Level 1

MiFID / MiFIR shift of effective date (binding, Amendment, EU)

Investment firms regulation (IFR) (binding, Main version, Amendment, EU)

Amendment of the Benchmark regulation: LIBOR replacement and use of third country benchmarks (binding, Amendment, EU)

Amending certain regulations with respect to the establishment and operation of ESAPs (binding, Amendment, EU)

Listing Package: Regulation amending prospectus regulation, MAR and MIFIR (binding, Amendment, EU)

Amendment of the MiFIR framework (binding, Amendment, EU)

Application for DPE status for investment firms (non-binding, DE)

Level 2

Exemption of the People’s Bank of China from the pre- and post-trade transparency requirements (MiFIR) (binding, EU)

Exemption of the Bank of England from the pre- and post-trade transparency requirements (MiFIR) (binding, EU)

Extension of the restriction on CFDs (non-binding, EU)

Restriction of CFDs (binding, EU)

Amendments to RTS 1 MiFiR (binding, Amendment, EU)

Equivalence of legal and supervisory framework applicable to stock exchanges in Switzerland (binding, EU)

Regulation on disclosure of voting shares (binding, Supplement, DE)

RTS on Trading obligation for derivatives under MiFIR (binding, EU)

ITS on Notifications by and to applicant and authorised investment firms (binding, Supplement, EU)

Regulation regarding package orders under MiFID and MiFIR (binding, Amendment, Supplement, EU)

RTS 4: Criteria for determining whether derivatives subject to the clearing obligation should be subject to the trading obligation (binding, EU)

RTS 22: Reporting of transactions to competent authorities (binding, EU)

RTS on Registration of third country firms (binding, Supplement, EU)

RTS 23: Supply of financial instruments reference data (binding, EU)

RTS 1: Transparency requirements for trading venues and investment firms in respect of equity financial instruments (binding, EU)

RTS 26: Obligation to clear derivatives traded on regulated markets (binding, EU)

RTS 15: Clearing access in respect of trading venues and central counterparties (binding, EU)

RTS 24: Maintenance of data relating to orders in financial instruments (binding, EU)

RTS 5: Direct, substantial and foreseeable effect of derivative contracts within the Union (binding, EU)

RTS 16: Access in respect of benchmarks (binding, EU)

RTS 14: Offering of pre-and post-trade data and the level of disaggregation (binding, EU)

Rules concerning liquidity and transparency (binding, EU)

Wertpapierdienstleistungs-Prüfungsverordnung - WpDPV (binding, Supplement, DE)

RTS/ITS for the reporting of information in accordance with MiFIR by third country providers (binding, EU)

Review of RTS 1 under MiFIR (capital transparency) (binding, Amendment, EU)

RTS on the update of the guidelines on governing bodies of data reporting services (binding, Supplement, EU)

Omnibus Directive Implementing Decision and ESFS Regulation Review - Implementatiebesluit omnibusrichtlijn ESFS-review (non-binding, NL)

Exemption from pre- and post-trade transparency requirements as a third country central bank (binding, Supplement, EU)

Review of RTS 2 under MiFIR (non-equity transparency) (binding, Amendment, EU)

RTS 2: Transparency requirements for trading venues and investment firms in respect of non-equity financial instruments (binding, Supplement, EU)

Decision on restrictions on turbos (binding, Supplement, NL)

Second amendment RTS 2 on transparency requirements under MiFID II/MiFIR (binding, Amendment, EU)

Review of RTS 2 on transparency for bonds, structured finance products and emission allowances (binding, Amendment, EU)

RTS on reasonable commercial basis (MiFIR) (binding, Supplement, EU)

RTS on input and output data of CTPs (binding, Supplement, EU)

RTS on the revenue distribution scheme of CTPs (binding, Supplement, EU)

RTS on the synchronisation of business clocks (binding, Supplement, EU)

RTS on the authorisation of APAs and ARMs (binding, Supplement, EU)

ITS on the authorisation of APAs and ARMs (binding, Supplement, EU)

RTS on the authorisation of CTPs (binding, Supplement, EU)

Draft ITS on the authorisation of CTPs (binding, Supplement, EU)

OTC derivatives identifying reference data under MiFIR (binding, Supplement, EU)

MiFIR Consultation Package 3 - Equity transparency (RTS 1) (binding, Amendment, EU)

MiFIR Consultation Package 3 - Non-equity transparency flags (RTS 2) (binding, Supplement, EU)

MiFIR Consultation Package 3 - New ITS for Systematic internalisers (binding, Supplement, EU)

MiFIR Consultation Package 3 - Volume cap (RTS 3) (binding, Amendment, EU)

MiFIR Consultation Package 3 - new RTS on input/output data for shares and ETFs CTP (binding, Supplement, EU)

MiFIR Consultation Package 3 - Technical Advice to amend the requirements regarding liquidity and transparency (binding, Amendment, EU)

Amendment of RTS 22 for reporting transaction data and order book data (binding, Amendment, EU)

Amendments to RTS 24 on order book keeping (binding, Amendment, EU)

Level 3 / Other

Public Register for the Trading Obligation for Derivatives under MiFIR (binding, EU)

Cost of market data and post-trade consolidated tape (CT) for equity instruments (non-binding, EU)

Statement on trading obligation for shares following a no-deal Brexit (binding, EU)

ESMA Opinion on product intervention measures regarding contracts for differences in Germany (non-binding, EU)

ESMA Opinion on product intervention measures regarding contracts for differences in Malta (non-binding, EU)

ESMA Opinion on product intervention measures regarding contracts for differences in Poland (non-binding, EU)

ESMA Opinion on product intervention measures regarding contracts for differences in Croatia (non-binding, EU)

ESMA Opinion on product intervention measures regarding contracts for differences in Denmark (non-binding, EU)

Q&A on MiFID II and MiFIR commodity derivatives topics (binding, EU)

Q&A on product intervention measures on CFDs and Binary options (binding, EU)

MiFIR Transaction Reporting (non-binding, EU)

Q&A on MiFID II and MiFIR post-trading topics (binding, EU)

Market Data Reporting under MiFIR (binding, EU)

Opinion on frequent batch auctions (FBAs) and the double volume cap mechanism (DVCM) (non-binding, EU)

Alignment of MiFIR with the changes introduced by EMIR Refit (non-binding, EU)

MiFID II/MiFIR and BMR provisions under a no-deal Brexit (binding, EU)

Annual report on waivers and deferrals (non-binding, EU)

Post-trade transparency trading venues that are not operated by a stock exchange (Prolongation) (binding, DE)

Post-trade transparency OTC transactions / Non-equity-instruments (Prolongation) (binding, DE)

Post-trade transparency Trading venues/non-equity instruments (Prolongation) (binding, DE)

Systematic Internalisers’ Quote rules (binding, DE)

Marketing, distribution and sale of CFDs (binding, DE)

MiFIR transparency regime for equity instruments (non-binding, EU)

MIFIR TRANSPARENCY REGIME FOR SYSTEMATIC INTERNALISERS (non-binding, EU)

Supervisory briefing on pre-trade transparency requirements in commodity derivatives (binding, EU)

MiFID II/ MiFIR review report on the transparency regime for non-equity instruments (non-binding, EU)

Opinions on product intervention measures regarding contract for differences (non-binding, EU)

Opinion on product intervention regarding binary options (non-binding, EU)

Technical standards on Trade Repositories under EMIR REFIT (binding, EU)

Statement on Mifir open acces and covid-19 (non-binding, EU)

Postponement of entry into application of MiFIR open access provisions with regard to exchange-traded derivatives (non-binding, EU)

List of trading venues temporarily exempted from open access under MiFIR (non-binding, EU)

Review of reference data and transaction reporting obligations under MiFIR (non-binding, EU)

Consumer Trends Report 2018/19 (non-binding, EU)

EBA report on Funding Plans (non-binding, EU)

Automation in financial advice (non-binding, EU)

Post-trade in a CMU (non-binding, EU)

MiFID II/MiFIR obligations on market data (binding, EU)

Opinion on product intervention measures regarding turbos (non-binding, EU)

Data for the calculations of the non-equity consolidated band providers (CTP) (non-binding, EU)

ESMA MiFID II/MiFIR review report on algorithmic trading (non-binding, EU)

Amendment of MiFIR RTS regarding DLT Pilot Regime (non-binding, EU)

Financial Instruments Reference Data System (FIRDS) (non-binding, EU)

Opinion on an amendment of the MiFIR framework (non-binding, EU)

Application of the conduct of business rules under the WAG 2018 (non-binding, AT)

Exemption of MiFIR access provisions for trading venues as regards exchange-traded derivatives (non-binding, EU)

Assessment of pre-trade transparency waivers (non-binding, EU)

Q&A on MiFID II and MiFIR transparency topics (binding, EU)

Q&A on MiFID II and MiFIR investor protection and intermediaries topics (binding, EU)

ESMA - Q&A: MiFIR Reporting (binding, Supplement, EU)

Q&A on MiFID II and MiFIR market structure (binding, EU)

Manual on post-trade transparency (binding, EU)

Interpretative Communication on the transitional provisions of the MiFIR revision (binding, EU)

review of RTS 23 on supply of reference data (MiFIR) (binding, Amendment, EU)

Public Statement on the transition to the new regime for post-trade transparency of OTC-transactions (non-binding, EU)

Reports on equity and non-equity market data quality and transmission protocols (non-binding, EU)

Source: EU, 600/2014, 2014