MAR | Regulatory-Hub

Official name

REGULATION (EU) No 596/2014 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCILof 16 April 2014 on market abuse (market abuse regulation) and repealing Directive 2003/6/EC of the European Parliament and of the Council and Commission Directives 2003/124/EC, 2003/125/EC and 2004/72/EC

Type

Regulation

Level 1

Initiator

Submitted

20.10.2011

Doc. code

596/2014

Summary

Status

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Current version

Final version

16.04.2014

Next step

Entry into force

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Application date

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Scope

Relevant for

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Level 1

Promoting the use of SME growth markets (binding, Amendment, EU)

MiFID / MiFIR shift of effective date (binding, Amendment, EU)

MAD II (binding, Main version, EU)

Third amendement to the Securities Trading and Insider Directory Regulation (WpAIV) (binding, Amendment, DE)

Amending certain regulations with respect to the establishment and operation of ESAPs (binding, Amendment, EU)

law of the financial market amendment (binding, Amendment, DE)

Implementation of the EU market abuse rules (MAD/MAR) (binding, Amendment, AT)

Listing Package: Regulation amending prospectus regulation, MAR and MIFIR (binding, Amendment, EU)

Level 2

Bank of England and United Kingdom Debt Management Office exempt from Market Abuse Regulation (binding, EU)

Procedures and forms for the provision of information by NCAs to ESMA (binding, EU)

Cooperation between ESMA and NCAs in case of market abuse (binding, Supplement, EU)

Procedures and forms for exchange of information with NCAs (binding, Supplement, EU)

Public disclosure of inside information (binding, Supplement, EU)

Investment recommendations (binding, Supplement, EU)

Systems and notification templates for disclosing market participants (binding, Supplement, EU)

Arrangements, systems and procedures for disclosing market participants (binding, Supplement, EU)

Format of notifications to competent authorities (binding, Supplement, EU)

Public disclosure of managers' transactions (binding, Supplement, EU)

Preventing, detecting and reporting abusive practices (binding, Supplement, EU)

Buy-back programmes and stabilisation measures (binding, Supplement, EU)

Cooperation arrangements under MAR (non-binding, EU)

Content of notifications to competent authorities (binding, Supplement, EU)

Accepted market practices (binding, Supplement, EU)

Amendments of regulation on reporting under regulatory law (binding, Supplement, EU)

RTS on disclosure requirements for structured finance instruments (binding, Supplement, EU)

Wertpapierdienstleistungs-Prüfungsverordnung - WpDPV (binding, Supplement, DE)

Market abuse regulation- MarVerstMeldV (non-binding, DE)

Sanctions and measures on market abuse (binding, Supplement, EU)

RTS on arrangements, systems and procedures for detecting and reporting suspected market abuse in crypto-assets (3rd package) (binding, Supplement, EU)

RTS on SME Growth Markets (binding, Supplement, EU)

Amendemts of ITS on insider lists (binding, Supplement, EU)

Level 3 / Other

Rules based on the Market Abuse Regulation (binding, DE)

Increase in the threshold for own-account transactions to be reported (binding, DE)

Q&A on the Market Abuse Regulation (MAR) (binding, EU)

Euro risk-free rates - fallback provisions for cash products (non-binding, EU)

Guidelines on commodity derivatives under MAR (binding, EU)

Guideline on Market Abuse Regulation (MAR) (binding, EU)

MAR Review Report (non-binding, EU)

Report on EURIBOR: High level recommendations for fallback provisions in contracts for cash products and derivatives transactions (non-binding, EU)

Hearing on position limits on commodity derivatives (binding, DE)

Peer Review on the collection and use of STORs under MAR (non-binding, EU)

Report on Accepted Market Practices under MAR (non-binding, EU)

EEA Agreement: Implementation of MAR (binding, EU)

Review of reference data and transaction reporting obligations under MiFIR (non-binding, EU)

Accepted market pratices on liquidity contracts under the MAR (non-binding, EU)

Use of sanctions and administrative measures under MAR (non-binding, EU)

ESMA 2019 Work Programme (non-binding, EU)

Criteria for ad hoc publicity requirements and deferral options (binding, DE)

Review of MAR guidelines regarding delayed disclosures (binding, EU)

Financial Instruments Reference Data System (FIRDS) (non-binding, EU)

Technical advice on possible delegated acts concerning MAR (non-binding, EU)

ESMA’s Work on MAR Level 3-Measure (non-binding, EU)

Requirements for reference data submission under Article 4 MAR (non-binding, EU)

Opinion on ITS on public disclosure of inside information (non-binding, EU)

Reference data submission under MAR (non-binding, EU)

NCAS’ use of sanctions under MAR (non-binding, EU)

Q&A on the Market Abuse Directive (binding, EU)

Source: EU, 596/2014 , 2014