RTS to identify investment firms’ risk takers
Initiative
Official name
COMMISSION DELEGATED REGULATION (EU) 2021/2154 of 13 August 2021 supplementing Directive (EU) 2019/2034 of the European Parliament and of the Council with regard to regulatory technical standards specifying appropriate criteria to identify categories of staff whose professional activities have a material impact on the risk profile of an investment firm or of the assets that it manages
Type
Delegated Regulation
Level 2
Initiator
EBA
Submitted
04.06.2020
Doc. code
2021/2154
Summary
Status
Status
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Current version
Final version
Next step
Entry into force and application
Entry into force
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Application date
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Scope
Relevant for
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Associated initiatives
Level 1
Investment firm directive (IFD)
(binding, Main version, Amendment, EU)
Level 2
RTS on instruments for investment firms remuneration
(binding, EU)
Investment firm remuneration regulation - WpIVergV
(binding, Supplement, DE)
Level 3 / Other
Roadmap on Investment Firms
(non-binding, EU)
Remuneration policies for investment firms
(binding, EU)
Source: EBA, 2021/2154, 2021