RTS to identify investment firms’ risk takers

Topic area:
Initiative
Official name
COMMISSION DELEGATED REGULATION (EU) 2021/2154 of 13 August 2021 supplementing Directive (EU) 2019/2034 of the European Parliament and of the Council with regard to regulatory technical standards specifying appropriate criteria to identify categories of staff whose professional activities have a material impact on the risk profile of an investment firm or of the assets that it manages
Type
Delegated Regulation
Level 2
Initiator
EBA
Submitted
04.06.2020
Doc. code
2021/2154
Summary
Status
Status

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Current version
Final version
13.08.2021
Next step
Entry into force and application
Entry into force

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Application date

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Scope
Relevant for

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Associated initiatives
Level 1
Investment firm directive (IFD) (binding, Main version, Amendment, EU)
Level 3 / Other

Source: EBA, 2021/2154, 2021