Roadmap on Investment Firms

Official name

EBA Roadmap on Investment Firms

Type

Other

Level 3 / Other

Initiator

EBA

Submitted

04.06.2020

Doc. code

-

Summary

Status

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Current version

Final version

04.06.2020

Next step

Entry into force

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Application date

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Scope

Relevant for

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Level 1

Investment firms regulation (IFR) (binding, Main version, Amendment, EU)

Investment firm directive (IFD) (binding, Main version, Amendment, EU)

Level 2

RTS to identify investment firms’ risk takers (binding, Supplement, EU)

RTS on instruments for investment firms remuneration (binding, Supplement, EU)

RTS related to implementation of a new prudential regime for investment firms (non-binding, EU)

Technical standards on reporting and disclosures for investment firms (binding, Supplement, EU)

ITS on disclosure by competent authorities under the IFD (non-binding, EU)

Tasks exercise of colleges of supervisors for investment firms groups (non-binding, EU)

RTS on the reclassification of investment firms as credit institutions (binding, Supplement, EU)

RTS regarding thresholds for credit institutions (binding, Supplement, EU)

Level 3 / Other

Remuneration policies for investment firms (binding, EU)

Internal governance for investment firms (binding, EU)

Clarification on the implementation of the new prudential regime for investment firms (non-binding, EU)