Investment firm directive (IFD)

Topic area:

Status: 04.12.2020 |

Key words:

Official name

DIRECTIVE (EU) 2019/2034 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 27 November 2019 on the prudential supervision of investment firms and amending Directives 2002/87/EC, 2009/65/EC, 2011/61/EU, 2013/36/EU, 2014/59/EU and 2014/65/EU

Type

Directive

Level 1

Initiator

Submitted

Doc. code

2019/2034

Summary

Status

Get a subscription to have access to the whole content.

Current version

Final version

27.11.2019

Next step

Entry into force

Get a subscription to have access to the whole content.

Application date

Get a subscription to have access to the whole content.

Scope

Relevant for

Get a subscription to have access to the whole content.

Level 1

IFD implementing law with investment firm law (WpIG) (binding, Main version, Amendment, DE)

Amendment to the Banking Act, Stock Exchange Act et al. (binding, Amendment, AT)

MiFID II (binding, Main version, EU)

CRD IV (binding, Main version, EU)

Prudential Supervision Directive Implementation Act investment firms (binding, NL)

Amendments to certain Directives regulating public financial and non-financial disclosure in order to establish the ESAP (binding, Amendment, EU)

EMIR-Review: Changes to the CRD, the IFD and UCITS Directive (binding, Amendment, EU)

Level 2

RTS on instruments for investment firms remuneration (binding, EU)

RTS related to implementation of a new prudential regime for investment firms (non-binding, EU)

RTS to identify investment firms’ risk takers (binding, EU)

ITS on disclosure by competent authorities under the IFD (non-binding, EU)

Tasks exercise of colleges of supervisors for investment firms groups (non-binding, EU)

Implementing decision on the prudential supervision of investment firms (binding, NL)

Regulation for a sound remuneration policy Rbb 2021 (binding, NL)

RTS on the reclassification of investment firms as credit institutions (binding, EU)

Regulation specific provisions IFR and IFD (binding, NL)

Implementation decree on prudential supervision of investment firms (binding, NL)

RTS specifying the criteria for subjecting certain investment firms to the requirements of the CRR (binding, EU)

RTS on liquidity risk measurement for investment firms (binding, Supplement, EU)

RTS regarding thresholds for credit institutions (binding, Supplement, EU)

Options and discretions concerning IFR and IFD: ILAAP/ICAAP regulation, delta formulas and the group capital criterion - Regeling ICLAAP, deltaformules en het groepskapitaalcriterium (binding, NL)

Format for the reporting of information according to MiFID II by third-country firms (binding, EU)

Pillar 2 add-ons for investment firms under IFD (binding, Supplement, EU)

Level 3 / Other

Roadmap on Investment Firms (non-binding, EU)

Revised Guidelines on internal governance (binding, Supplement, EU)

Revision of guidelines on the assessment of suitability of the management body (fit and proper) (binding, EU)

Management and supervision of ESG risks for credit institutions and investment firms (non-binding, EU)

Remuneration policies for investment firms (binding, EU)

Internal governance for investment firms (binding, EU)

Information sheet on the granting of a banking licence to investment firms under IFR/IFD (binding, NL)

FINREP Taxonomy Specifications 3.0.0 (binding, NL)

FAQ on new requirements for investment firms (IFD, IFR, WpIG) (binding, DE)

Clarification on the implementation of the new prudential regime for investment firms (non-binding, EU)

Best practices in risk management for integrating climate and environmental risks (non-binding, NL)

Guidelines on SREP for investment firms (binding, EU)

Guidelines on remuneration benchmarking for investment firms (binding, EU)

Update on the data collection of high earners (binding, EU)

Call for advice to EBA and ESMA in relation to the prudential requirements applicable to investment firms (non-binding, EU)

Guide for benchmarking of diversity practices (binding, Supplement, EU)

Source: EU, 2019/2034, 2019