Interpretation of legal requirements for creating information sheets

Topic area:
Status: 20.05.2014 |
Archiviert
Initiative
Official name
Rundschreiben 4/2013 (WA) – Auslegung gesetzlicher Anforderungen an die Erstellung von Informationsblättern gemäß § 31 Abs. 3a WpHG / § 5a WpDVerOV
Type
Circular Letter
Level 3 / Other
Initiator
BaFin
Submitted
26.09.2013
Doc. code
WA 36 – Wp 2002 – 2012/0003
Summary
Status
Status

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Current version
Final version
26.09.2013
Next step
Entry into force and application
Entry into force

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Application date

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Scope
Relevant for

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Associated initiatives
Level 1
Securities Trading Act (Revised version 1998) (binding, Main version, DE)
Level 2
–
Level 3 / Other
Determination of the investor group in sales prospectuses and investment information sheets (binding, DE)

Source: BaFin, WA 36 – Wp 2002 – 2012/0003, 2013