Determination of the investor group in sales prospectuses and investment information sheets

Topic area:
Status: 05.10.2018 |
Archived
Initiative
Official name
Auslegungsschreiben zur Bestimmung der Anlegergruppe („Zielmarkt“) in Verkaufsprospekten und in Vermögensanlagen-Informationsblättern nach dem Vermögensanlagengesetz
Type
Interpretation
Level 3 / Other
Initiator
BaFin
Submitted
02.08.2018
Doc. code
WA 51-Wp 2026-2017/0001
Summary
Status
Status

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Current version
Final version
26.09.2018
Next step
Entry into force and application
Entry into force

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Application date

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Scope
Associated initiatives
Level 1
Prospectus regulation for securities (binding, Main version, EU)
Level 2
Regulation on the implementation of the investment act (binding, Supplement, DE)
Level 3 / Other
Prospectus Q&A (binding, EU)
Interpretation of legal requirements for creating information sheets (binding, DE)

Source: BaFin, WA 51-Wp 2026-2017/0001, 2018