Securities Company Ordinance (WPFV)

Topic area:
Status: 20.01.2023 |
Archiviert
Key words:
Regulatory reporting, Supplement
Initiative
Official name
16. Verordnung der Finanzmarktaufsichtsbehörde (FMA) über aufsichtliche Regelungen für kleine und nicht verflochtene Wertpapierfirmen (Wertpapierfirmenverordnung – WPFV)
Type
Regulation
Level 2
Initiator
FMA
Submitted
02.12.2022
Doc. code
BGBl. II Nr. 16/2023
Summary
Status
Status

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Current version
Final version
19.01.2023
Next step
Entry into force and application
Entry into force

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Application date

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Scope
Relevant for

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Associated initiatives
Level 1
Investment firms regulation (IFR) (binding, Main version, Amendment, EU)
Level 2
–
Level 3 / Other
–

Source: FMA, BGBl. II Nr. 16/2023, 2023