Investment firms regulation (IFR)
Initiative
Official name
REGULATION (EU) 2019/2033 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 27 November 2019 on the prudential requirements of investment firms and amending Regulations (EU) No 1093/2010, (EU) No 575/2013, (EU) No 600/2014 and (EU) No 806/2014 (IFR)
Type
Regulation
Level 1
Initiator
EU
Submitted
04.11.2016
Doc. code
2019/2033
Summary
Status
Status
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Current version
Final version
Next step
Entry into force and application
Entry into force
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Application date
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Scope
Relevant for
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Associated initiatives
Level 1
CRR
(binding, Main version, EU)
SRM
(binding, Main version, EU)
MiFIR
(binding, Main version, EU)
Amending certain regulations with respect to the establishment and operation of ESAPs
(binding, Amendment, EU)
Level 2
Technical standards on reporting and disclosures for investment firms
(binding, Supplement, EU)
Regulation on disclosure of investment policy by investment firms
(binding, Supplement, EU)
Regulation specific provisions IFR and IFD
(binding, NL)
RTS regarding thresholds for credit institutions
(binding, Supplement, EU)
Determination of the methods for measuring the K-factors in the IFR
(binding, Supplement, EU)
Clarification of the concept of separate accounts with the aim of protecting client funds in the event of the failure of an investment firm
(binding, Supplement, EU)
Adjustments of the K factor (K-DTF)
(binding, Supplement, EU)
Determination of the amount of the total margin for the calculation of the K-factor
(binding, Supplement, EU)
RTS/ITS for the reporting of information in accordance with MiFIR by third country providers
(binding, EU)
Securities Company Ordinance (WPFV)
(binding, Supplement, AT)
RTS on the scope and methods of consolidation of an investment firm group
(binding, Supplement, EU)
Pillar 2 add-ons for investment firms under IFD
(binding, Supplement, EU)
Level 3 / Other
Approach on MIFIR tick-size regime for SIs in view of Covid-19 Pandemic
(non-binding, EU)
Roadmap on Investment Firms
(non-binding, EU)
Information sheet on the granting of a banking licence to investment firms under IFR/IFD
(binding, NL)
FINREP Taxonomy Specifications 3.0.0
(binding, NL)
Clarification on the implementation of the new prudential regime for investment firms
(non-binding, EU)
Update on the data collection of high earners
(binding, EU)
The role of environmental risks in the prudential framework
(non-binding, EU)
EBA - Final Q&A: IFR - K-factor requirements
(binding, EU)
Call for advice to EBA and ESMA in relation to the prudential requirements applicable to investment firms
(non-binding, EU)
EBA Final Q&A: IFR - Concentration risk
(binding, EU)
EBA Final Q&A: IFR - Capital requirements
(binding, EU)
Guidelines on the application of the group capital test for investment firm groups under the IFR
(binding, Supplement, EU)
EBA Final Q&A: IFR - Liquidity risk
(binding, Supplement, EU)
EBA - FINAL Q&A: IFR - Prudential consolidation
(binding, Supplement, EU)
Source: EU, 2019/2033, 2019