Rules of Conduct under MiFID II
Initiative
Official name
FAQ zu MiFID II-Wohlverhaltensregeln nach §§ 63 ff. WpHG
Type
FAQ
Level 3 / Other
Initiator
BaFin
Submitted
04.05.2018
Doc. code
WA 31-Wp 2002-2018
Summary
Status
Status
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Current version
Final version
Next step
Entry into force and application
Entry into force
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Application date
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Scope
Relevant for
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Associated initiatives
Level 1
Securities Trading Act (Revised version 1998)
(binding, Main version, DE)
MiFID II
(binding, Main version, EU)
Level 2
–
Level 3 / Other
–
Source: BaFin, WA 31-Wp 2002-2018, 2024