Risks arising from payment for order flow

Topic area:
Initiative
Official name
PUBLIC STATEMENT ESMA warns firms and investors about risks arising from payment for order flow and from certain practices by “zero-commission brokers”
Type
Comment
Level 3 / Other
Initiator
ESMA
Submitted
Doc. code
ESMA35-43-2749
Summary
Status
Status

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Current version
Final version
13.07.2021
Next step
Entry into force and application
Entry into force

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Application date

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Scope
Relevant for

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Associated initiatives
Level 1
MiFID II (binding, Main version, EU)
Level 2

Source: ESMA, ESMA35-43-2749, 2021