BaFin on ESMA warning on risks in connection with securities orders

Topic area:
Status: 03.09.2021 |
Archived
Initiative
Official name
MiFID II: ESMA warnt vor Risiken im Zusammenhang mit Wertpapieraufträgen
Type
Other
Level 3 / Other
Initiator
BaFin
Submitted
Doc. code
Summary
Status
Status

Get a subscription to have access to the whole content.

Current version
Final version
01.09.2021
Next step
Entry into force and application
Entry into force

Get a subscription to have access to the whole content.

Application date

Get a subscription to have access to the whole content.

Scope
Relevant for

Get a subscription to have access to the whole content.

Associated initiatives
Level 1
–
Level 2
–
Level 3 / Other
Risks arising from payment for order flow (non-binding, EU)

Source: BaFin, MiFID II: ESMA warnt vor Risiken im Zusammenhang mit Wertpapieraufträgen, 2021