Q&A on MiFID II and MiFIR market structure

Official name

Questions and Answers On MiFID II and MiFIR market structures topics

Type

FAQ

Level 3 / Other

Initiator

ESMA

Submitted

Doc. code

ESMA70-872942901-38

Summary

Status

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Current version

Q&A

13.10.2023

Next step

Entry into force

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Application date

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Scope

Relevant for

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Level 1

MiFID II (binding, Main version, EU)

MiFIR (binding, Main version, EU)

Level 2

Organisational requirements and operating conditions for investment firms (binding, Supplement, EU)

RTS 6:Specifying the organisational requirements of investment firms engaged in algorithmic trading (binding, Supplement, EU)

RTS 7: Specifying organisational requirements of facilities trading venues allowances and derivatives (binding, Supplement, EU)

RTS 8: Requirements on market making ageements and schemes (binding, Supplement, EU)

RTS 9: The ratio of unexecuted orders totransactions (binding, Supplement, EU)

RTS 10: Fair and non-discriminatory co-location services and fee structures (binding, EU)

RTS 11: Tick size regime for shares, depositaryreceipts and, exchange traded funds (binding, Supplement, EU)

RTS 14: Offering of pre-and post-trade data and the level of disaggregation (binding, Supplement, EU)

RTS 15: Clearing access in respect of trading venues and central counterparties (binding, Supplement, EU)

ITS 19: Description of the functioning of MTFs and OTFs (binding, Supplement, EU)

RTS 22: Reporting of transactions to competent authorities (binding, Supplement, EU)

RTS 24: Maintenance of data relating to orders in financial instruments (binding, Supplement, EU)

RTS 25: Accuracy of business clocks (binding, Supplement, EU)

RTS 26: Obligation to clear derivatives traded on regulated markets (binding, Supplement, EU)

Level 3 / Other

Q&A on MiFID II and MiFIR commodity derivatives topics (binding, EU)