Q&A on MiFID II and MiFIR investor protection and intermediaries topics

Topic area:
Status: 20.12.2023 |
Archived
Initiative
Official name
Questions and Answers On MiFID II and MiFIR investor protection and intermediaries topics
Type
FAQ
Level 3 / Other
Initiator
ESMA
Submitted
Doc. code
ESMA35-43-349
Summary
Status
Status

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Current version
Q&A
15.12.2023
Next step
Entry into force and application
Entry into force

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Application date

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Scope
Relevant for

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Associated initiatives
Level 1
MiFIR (binding, Main version, EU)
MiFID II (binding, Main version, EU)
Level 2
Regulations concerning investor protection (binding, EU)
Organisational requirements and operating conditions for investment firms (binding, Amendment, EU)
RTS 27: Data to be provided by execution venues on the quality of execution of transactions (binding, EU)
RTS 28: publication of information by investment firms (binding, EU)
Level 3 / Other
MIFID II rules on reverse solicitation in the context of the recent end of the UK transition period (non-binding, EU)
Common supervisory action with NCAs on MiFID II costs and charges (non-binding, EU)

Source: ESMA, ESMA35-43-349, 2023