EEA Agreement: Implementation of delegated act and implementing acts under MAR

Official name

DECISION OF THE EEA JOINT COMMITTEE No 306/2019 of 13 December 2019 amending Annex IX (Financial Services) to the EEA Agreement [2020/324]

Type

Order/Decision

Level 3 / Other

Initiator

EU

Submitted

Doc. code

No 306/2019

Summary

Status

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Current version

Final version

13.12.2019

Next step

Entry into force

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Application date

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Scope

Relevant for

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Level 1

–

Level 2

Format of notifications to competent authorities (binding, Supplement, EU)

Amendments of regulation on reporting under regulatory law (binding, Supplement, EU)

Public disclosure of managers' transactions (binding, Supplement, EU)

Accepted market practices (binding, Supplement, EU)

Content of notifications to competent authorities (binding, Supplement, EU)

Preventing, detecting and reporting abusive practices (binding, Supplement, EU)

Investment recommendations (binding, Supplement, EU)

Systems and notification templates for disclosing market participants (binding, Supplement, EU)

Arrangements, systems and procedures for disclosing market participants (binding, Supplement, EU)

Buy-back programmes and stabilisation measures (binding, Supplement, EU)

Public disclosure of inside information (binding, Supplement, EU)

Procedures and forms for exchange of information with NCAs (binding, Supplement, EU)

Cooperation between ESMA and NCAs in case of market abuse (binding, Supplement, EU)

Level 3 / Other

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