Coordination of laws, regulations and administrative provisions relating to Collective Investment in Transferable Securities (UCITS)

Official name

DIRECTIVE 2009/65/EC OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 13 July 2009 on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) (recast)

Type

Directive

Level 1

Initiator

EU

Submitted

Doc. code

2009/65

Summary

Status

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Current version

Final version

13.07.2009

Next step

Entry into force

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Application date

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Scope

Relevant for

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Level 1

Directive amending the retail investor protection rules (binding, Amendment, EU)

CMU - Directive on the issue and public supervision of Covered bonds (binding, Main version, Amendment, EU)

Sovereign bond-back securities Regulation (binding, Main version, Amendment, EU)

AIFMD (binding, Main version, Amendment, EU)

UCITS V (binding, Amendment, EU)

Review of the AIFMD and UCITS (binding, Supplement, Amendment, EU)

EMIR-Review: Changes to the CRD, the IFD and UCITS Directive (binding, Amendment, EU)

EU notification procedure for UCITS (binding, Supplement, EU)

UCITS EAD (binding, Supplement, EU)

UCITS: organisational requirements and rules of conduct (binding, Supplement, EU)

Level 2

Penalties and measures under Directive 2009/65/EC (binding, Supplement, EU)

Duties of depositaries (binding, Supplement, EU)

Sustainability risks and sustainability factors for UCITS (binding, Amendment, EU)

RTS on the definition of notifiable information for cross-border management companies and UCITS (binding, Supplement, EU)

ITS on notifications regarding cross-border activities of management companies and UCITS (binding, Supplement, Amendment, EU)

RTS on Liquidity Management Tools under the UCITS Directive (binding, Supplement, EU)

Level 3 / Other

Sustainability risks and factors in UCITS Directive and AIFMD (non-binding, EU)

Liquidity stress testing in UCITS and AIFs (binding, EU)

Tasks and duties of depositaries (non-binding, DE)

Supervisory briefing on the supervision of costs in UCITS and AIFs (non-binding, EU)

Penalties and measures imposed under the UCITS (non-binding, EU)

Guidance on performance fees in UCITS and certain AIFs (binding, EU)

Q&A on Application of the UCITS Directive (binding, EU)

Guidelines on Liquidity Management Tools of UCITS and open-ended AIFs (binding, Supplement, EU)