AIFMD | Regulatory-Hub

Official name

DIRECTIVE 2011/61/EU OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 8 June 2011 on Alternative Investment Fund Managers and amending Directives 2003/41/EC and 2009/65/EC and Regulations (EC) No 1060/2009 and (EU) No 1095/2010 (AIFMD)

Type

Directive

Level 1

Initiator

Submitted

30.04.2009

Doc. code

2011/61

Summary

Status

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Current version

Final version

08.06.2011

Next step

Entry into force

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Application date

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Scope

Relevant for

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Level 1

CMU - Directive on simplification of cross-border distribution of collective investment funds (binding, Amendment, EU)

Regulation on Money Market Funds (MMF-Regulation) (binding, Main version, EU)

Reduction of over-reliance on credit ratings (binding, Amendment, EU)

European venture capital funds (EuVeCa) (binding, Main version, EU)

FiCoD I (binding, Amendment, EU)

Specific requirements regarding statutory audit of public-interest entities (binding, Main version, EU)

DORA Directive (binding, Amendment, EU)

Amendments to certain Directives regulating public financial and non-financial disclosure in order to establish the ESAP (binding, Amendment, EU)

Directive amending the retail investor protection rules (binding, Amendment, EU)

Coordination of laws, regulations and administrative provisions relating to Collective Investment in Transferable Securities (UCITS) (binding, Main version, EU)

Review of the AIFMD and UCITS (binding, Supplement, Amendment, EU)

Level 2

Equivalence of legal and supervisory framework applicable to stock exchanges in Switzerland (binding, EU)

Regulations concerning investor protection (binding, Supplement, EU)

Third-party firms providing STS verification services under the Securitisation Regulation (binding, Supplement, EU)

Types of AIFM (binding, Supplement, EU)

Regulation concerning statistics on the money markets (binding, Main version, EU)

Revised German Derivatives Ordinance (binding, Main version, DE)

Level-II-Regulation AIFM (binding, Supplement, EU)

Relevant sustainability risks and sustainability factors for AIFMs (binding, Amendment, EU)

ITS on notifications regarding cross-border activities of AIFMs (binding, Supplement, EU)

RTS on the definition of notifiable information for cross-border AIFMs (binding, Supplement, EU)

RTS on Liquidity Management Tools under the AIFMD (binding, Supplement, EU)

Level 3 / Other

Sustainability risks and factors in UCITS Directive and AIFMD (non-binding, EU)

Liquidity stress testing in UCITS and AIFs (binding, EU)

Periodic information to ESMA by rating agencies (binding, EU)

Guidelines on Disclosure Requirements Applicable to Credit Ratings (binding, EU)

Endorsement regime under the CRA regulation (binding, EU)

General ruling concerning contracts for difference (binding, DE)

Guidelines for cross-selling practices (non-binding, EU)

EEA Agreement: Implementation of regulatory compliance on AIFM (non-binding, EU)

Reporting obligations (AIFMD) (binding, EU)

Sound remuneration policies under the AIFMD (binding, EU)

Guidelines on key concepts of the AIFMD (binding, EU)

Qualifying holdings in the financial sector (binding, EU)

FAQ on the distribution and acquisition of investment funds pursuant to the KAGB (binding, DE)

Leaflet on the sale of AIF (binding, DE)

Systematic Internalisers’ Quote rules (binding, DE)

Activities of a capital management company and the external AIF investment company (binding, DE)

Publication of periodic reports by fund managers during the covid-19 pandemic (non-binding, EU)

Supervisory briefing on the supervision of costs in UCITS and AIFs (non-binding, EU)

Guidance on performance fees in UCITS and certain AIFs (binding, EU)

Guidance to address leverage risks in the Alternative Investment Fund (AIF) sector (binding, EU)

Reporting information under the AIFMD (non-binding, EU)

Best practices in risk management for integrating climate and environmental risks (non-binding, NL)

Technical Guidance on AIFMD reporting (Rev. 6) (binding, EU)

Q&A on application of the AIFMD (binding, EU)

Guidelines on Liquidity Management Tools of UCITS and open-ended AIFs (binding, Supplement, EU)

RTS on open-ended loan-originating AIFs (binding, Supplement, EU)

Q&As on the application of the Guidelines on funds names (binding, EU)

Source: EU, 2011/61, 2011