Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation
Initiative
Official name
List of administrative measures and sanctions applicable in Member States to infringements of Regulation on short selling and credit default swaps
Type
Other
Level 3 / Other
Initiator
ESMA
Submitted
07.06.2022
Doc. code
Summary
Status
Status
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Current version
Final version
Next step
Entry into force and application
Entry into force
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Application date
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Scope
Relevant for
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Associated initiatives
Level 1
Short Selling Regulation (SSR)
(non-binding, EU)
Securities Trading Act (Revised version 1998)
(binding, Main version, DE)
Stock exchange Law (BörsG)
(binding, Main version, Amendment, DE)
Level 2
–
Level 3 / Other
–
Source: ESMA, List of administrative measures and sanctions applicable in Member States to infringements of Regulation on short selling and credit default swaps, 2022