Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation

Topic area:
Key words:
Sanctions
Initiative
Official name
List of administrative measures and sanctions applicable in Member States to infringements of Regulation on short selling and credit default swaps
Type
Other
Level 3 / Other
Initiator
ESMA
Submitted
07.06.2022
Doc. code
Summary
Status
Status

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Current version
Final version
07.06.2022
Next step
Entry into force and application
Entry into force

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Application date

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Scope
Relevant for

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Associated initiatives
Level 1
Short Selling Regulation (SSR) (non-binding, EU)
Securities Trading Act (Revised version 1998) (binding, Main version, DE)
Stock exchange Law (BörsG) (binding, Main version, Amendment, DE)
Level 2
Level 3 / Other

Source: ESMA, List of administrative measures and sanctions applicable in Member States to infringements of Regulation on short selling and credit default swaps, 2022