Update of the organizational circular WAG 2018

Topic area:
Status: 23.07.2021 |
Archiviert
Key words:
Internal governance, Outsourcing
Initiative
Official name
FMA-RUNDSCHREIBEN BETREFFEND DIE ORGANISATORISCHEN ANFORDERUNGEN DES WERTPAPIERAUFSICHTSGESETZES UND DER DelVO (EU) 2017/565
Type
Circular Letter
Level 3 / Other
Initiator
FMA
Submitted
19.05.2021
Doc. code
01/2021
Summary
Status
Status

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Current version
Final version
07.07.2021
Next step
Entry into force and application
Entry into force

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Application date

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Scope
Relevant for

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Associated initiatives
Level 1
MiFID II implementation (Börsegesetz 2018 und Wertpapieraufsichtsgesetz 2018) (binding, Main version, Amendment, AT)
Level 2
Organisational requirements and operating conditions for investment firms (binding, EU)
Level 3 / Other
MiFID II compliance function requirements (binding, EU)
Organizational circular Securities Supervision Act (WAG) 2018 (non-binding, AT)

Source: FMA, 01/2021, 2021