Update of the organizational circular WAG 2018
Initiative
Official name
FMA-RUNDSCHREIBEN BETREFFEND DIE ORGANISATORISCHEN ANFORDERUNGEN DES WERTPAPIERAUFSICHTSGESETZES UND DER DelVO (EU) 2017/565
Type
Circular Letter
Level 3 / Other
Initiator
FMA
Submitted
19.05.2021
Doc. code
01/2021
Summary
Status
Status
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Current version
Final version
Next step
Entry into force and application
Entry into force
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Application date
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Scope
Relevant for
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Associated initiatives
Level 1
MiFID II implementation (Börsegesetz 2018 und Wertpapieraufsichtsgesetz 2018)
(binding, Main version, Amendment, AT)
Level 2
Organisational requirements and operating conditions for investment firms
(binding, Supplement, EU)
Level 3 / Other
MiFID II compliance function requirements
(binding, EU)
Organizational circular Securities Supervision Act (WAG) 2018
(non-binding, AT)
Source: FMA, 01/2021, 2021