Transactions of employees with financial instruments under MiFID II

Topic area:
Status: 29.06.2018 |
Archiviert
Initiative
Official name
FMA Rundschreiben zu persönlichen Geschäften von Mitarbeitern mit Finanzinstrumenten gemäß Art 28 f MiFID II DelVO (EU) 2017/565
Type
Circular Letter
Level 3 / Other
Initiator
FMA
Submitted
16.05.2018
Doc. code
05/2018
Summary
Status
Status

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Current version
Final version
29.06.2018
Next step
Entry into force and application
Entry into force

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Application date

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Scope
Relevant for

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Associated initiatives
Level 1
–
Level 2
Organisational requirements and operating conditions for investment firms (binding, EU)
Level 3 / Other
–

Source: FMA, 05/2018, 2018