Supervisory briefing on MiFID II - Appropriateness and execution-only

Topic area:
Status: 09.04.2019 |
Archiviert
Initiative
Official name
MiFID II Supervisory briefing - Appropriateness and execution-only
Type
Report
Level 3 / Other
Initiator
ESMA
Submitted
Doc. code
ESMA35-36-1640
Summary
Status
Status

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Current version
Final version
04.04.2019
Next step
Entry into force and application
Entry into force

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Application date

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Scope
Associated initiatives
Level 1
MiFID II (binding, Main version, EU)
Level 2
–
Level 3 / Other
MiFID II suitability requirements (binding, EU)

Source: ESMA, ESMA35-36-1640, 2019