Statement on investment firms providing unregulated services
Initiative
Official name
Statement - ESMA highlights the risks arising from the provision of unregulated products and/or services by investment firms
Type
Comment
Level 3 / Other
Initiator
ESMA
Submitted
Doc. code
ESMA35-36-2813
Summary
Status
Status
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Current version
Final version
Next step
Entry into force and application
Entry into force
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Application date
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Scope
Relevant for
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Associated initiatives
Source: ESMA, ESMA35-36-2813, 2023