Short selling and certain aspects of credit default swaps (Short Selling Regulation - SSR)

Official name

Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps

Type

Regulation

Level 1

Initiator

EU

Submitted

Doc. code

236/2012

Summary

Status

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Current version

Final version

14.03.2012

Next step

Entry into force

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Application date

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Scope

Relevant for

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Level 1

Depotgesetz Austria (binding, Main version, Amendment, AT)

Third amendement to the Securities Trading and Insider Directory Regulation (WpAIV) (binding, Amendment, DE)

Amending certain regulations with respect to the establishment and operation of ESAPs (binding, Amendment, EU)

Level 2

Internalised settlements reporting (binding, EU)

ITS on Internalised settlements (binding, EU)

RTS on prospectus related issues under the Omnibus II Directive (non-binding, EU)

Supplementing Regulation (EU) No 236/2012 with regard to definitions and the calculation of net short positions (binding, Supplement, EU)

Short selling and certain aspects of credit default swaps (Supplement ) (binding, Supplement, EU)

Procedures for the disclosure to the public of net positions in shares (binding, EU)

ESMA requires net short position holders to report positions of 0.1% and above (non-binding, EU)

Adjustment of the relevant threshold for the notification of significant net short positions in shares (binding, Amendment, EU)

Revised short sale Reporting Ordinance (LAnzV) (binding, Supplement, DE)

Supplementing RTS on notification and disclosure requirements with regard to net short positions (binding, Supplement, EU)

Level 3 / Other

Q&A on the Short Selling Regulation (SSR) (binding, EU)

EEA Agreement: Implementation of Regulation on SSR and amending provisions (non-binding, EU)

List of entities that use the exemption under the SSR (non-binding, EU)

National Short Selling Measures (Covid-19 period) (non-binding, EU)

ESMA 2019 Work Programme (non-binding, EU)

ESMA requires permament report of net short positions of 0.1% and above (non-binding, EU)

Review of certain aspects of the Short Selling Regulation (non-binding, EU)

ESMA thresholds for reporting net short positions for sovereign issuers (binding, EU)