Risks arising from securities lending to retail investors
Initiative
Official name
Public Statement
Highlighting the risks of securities lending in relation to retail client financial instruments and clarifying certain important MiFID II investor protection requirements
Highlighting the risks of securities lending in relation to retail client financial instruments and clarifying certain important MiFID II investor protection requirements
Type
Other
Level 3 / Other
Initiator
ESMA
Submitted
Doc. code
ESMA35-335435667-4342
Summary
Status
Status
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Current version
Final version
Next step
Entry into force and application
Entry into force
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Application date
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Scope
Relevant for
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Associated initiatives
Level 1
–
Level 2
–
Level 3 / Other
–
Source: ESMA, ESMA35-335435667-4342, 2023