NCAS’ use of sanctions under the UCITS Directive

Topic area:
Key words:
Sanctions
Initiative
Official name
Report - Penalties and measures imposed under the UCITS Directive in 2018
Type
Report
Level 3 / Other
Initiator
ESMA
Submitted
Doc. code
ESMA34-45-756
Summary
Status
Status

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Current version
Final version
12.12.2019
Next step
Entry into force and application
Entry into force

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Application date

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Scope
Relevant for

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Associated initiatives
Level 1
Level 2
Level 3 / Other

Source: ESMA, ESMA34-45-756, 2019