NCAS’ Use of Sanctions under MiFID II
Initiative
Official name
Report on sanctions and measures imposed under MiFID II in 2019
Type
Report
Level 3 / Other
Initiator
ESMA
Submitted
17.07.2019
Doc. code
ESMA35-43-2427
Summary
Status
Status
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Current version
Final version
Next step
Entry into force and application
Entry into force
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Application date
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Scope
Relevant for
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Associated initiatives
Level 1
–
Level 2
–
Level 3 / Other
–
Source: ESMA, ESMA35-43-2427, 2020