Information on qualifying holdings in investment firms

Topic area:
Status: 01.11.2017 |
Archived
Key words:
Disclosure, Supplement
Initiative
Official name
COMMISSION DELEGATED REGULATION (EU) 2017/1946 of 11 July 2017 supplementing Directives 2004/39/EC and 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for an exhaustive list of information to be included by proposed acquirers in the notification of a proposed acquisition of a qualifying holding in an investment firm
Type
Delegated Regulation
Level 2
Initiator
ESMA
Submitted
06.01.2014
Doc. code
2017/1946
Summary
Status
Status

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Current version
Final version
11.07.2017
Next step
Entry into force and application
Entry into force

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Application date

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Scope
Relevant for

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Associated initiatives
Level 1
MiFID II (binding, Main version, EU)
Level 2
Investment firm holder control regulation - WpI-InhKontrollV (binding, Supplement, DE)
Level 3 / Other
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Source: ESMA, 2017/1946, 2017