Guidelines for market making and primary market exemptions

Topic area:
Status: 15.08.2020 |
Archived
Key words:
Regulatory reporting, Trading, Short Selling
Initiative
Official name
Guidelines Exemption for market making activities and primary market operations under Regulation (EU) 236/2012 of the European Parliament and the Council on short selling and certain aspects of Credit Default Swaps
Type
Guidelines
Level 3 / Other
Initiator
ESMA
Submitted
Doc. code
ESMA/2013/74
Summary
Status
Status

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Current version
Final version
02.04.2013
Next step
Entry into force and application
Entry into force

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Application date

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Scope
Relevant for

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Associated initiatives
Level 1
MiFID II (binding, Main version, EU)
Level 2
–
Level 3 / Other
–

Source: ESMA, ESMA/2013/74, 2013