Guidelines on Internal Controls for CRAs

Topic area:
Status: 15.03.2021 |
Archived
Key words:
Internal governance, External ratings
Initiative
Official name
Guidelines On Internal Control for CRAs
Type
Guidelines
Level 3 / Other
Initiator
ESMA
Submitted
05.12.2019
Doc. code
ESMA33-9-371
Summary
Status
Status

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Current version
Final version
10.03.2021
Next step
Entry into force and application
Entry into force

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Application date

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Scope
Relevant for

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Associated initiatives
Level 1
–
Level 2
–
Level 3 / Other
ESMA - Q&A CRA Regulation (binding, EU)
Extension of ESMA consultation response dates due to COVID-19 (binding, EU)

Source: ESMA, ESMA33-9-371, 2021