Guidelines on the application of C6 and C7 of Annex 1 of MiFID II
Initiative
Official name
Guidelines - On the application of C6 and C7 of Annex 1 of MiFID II
Type
Guidelines
Level 3 / Other
Initiator
ESMA
Submitted
Doc. code
ESMA-70-156-869
Summary
Status
Status
Get a subscription to have access to the whole content.
Current version
Final version
Next step
Entry into force and application
Entry into force
Get a subscription to have access to the whole content.
Application date
Get a subscription to have access to the whole content.
Scope
Relevant for
Get a subscription to have access to the whole content.
Associated initiatives
Level 1
MiFID II
(binding, Main version, EU)
Level 2
Organisational requirements and operating conditions for investment firms
(binding, Amendment, EU)
Level 3 / Other
Source: ESMA, ESMA-70-156-869, 2019