Der SRB wird die regulatorischen Änderungen im Zusammenhang mit dem Ermessensspielraum der zuständigen Behörden überwachen, bestimmte Forderungen an Zentralbanken vorübergehend von der Berechnung der Gesamtrisikopositionsmessgröße eines Instituts (d. h. der Höhe des Verschuldungsgrads) auszuschließen, wie dies in der Verordnung (EU) 575/2013 ("…
The Joint Associations welcome clarification from ESMA that national competent authorities are expected not to prioritise supervisory actions in relation to the application of the CSDR buy-in regime. They support the political agreement by the EU legislators on changes to Regulation (EU) No 909/2014 (“CSDR”) that allow for a delay to the…
In July 2020, the EU and China initiated a Working Group on taxonomies with the objectives to undertake a comprehensive assessment of the existing taxonomies for environmentally sustainable investments, including identifying the commonalities and differences in their respective approaches and outcomes.
Please find the report…
The Netherlands Authority for the Financial Markets (AFM) asks financial service providers to register in the new AFM portal. The portal is the gathering place for passing on changes in an organization. Registration is also necessary to complete questionnaires, such as the Market Monitor.
Please find the News…
As of this year, the supervision calendar of the DNB will no longer be published in "paper" PDF form. Instead, the calendar will be available digitally on the Digital Supervision Portal. The DNB makes sure that the calendar is up to date. In this way, the calendar becomes a 'living' document that provides continuous insight into the planned…
The FATF Annual Report 2020-2021 sets out the achievements of the FATF under the first year of the Germany Presidency of Dr. Marcus Pleyer - and under the unprecedented challenges of the COVID-19 pandemic. It entails work on digital transformation, money laundering from environmental crime, trade-based money laundering, ethnically or racially…
The ESMA has published its Preliminary Report on the EU carbon market. The Report presents an overview of the financial regulatory environment for the carbon market under MAR, MiFID II and EMIR and the tools available to securities supervisors to fulfil their responsibilities. The Report, based on commercial data, also provides an analysis of…
Am 30.06.2022 gibt die Genossenschaftliche FinanzGruppe Volksbanken Raiffeisenbanken bekannt, dass das Erwerbsverfahren zur SCHUFA-Beteiligungsstruktur nun in eine entscheidende Phase getreten ist. Mit ihren Bestandsaktionären konnte sie durch die Ausübung von Vorerwerbsrechten ihre Anteile an der SCHUFA von 20,5 Prozent auf aktuell 27,2…
An der „5. FMA-Praxistagung Compliance & Geldwäscheprävention“ nahmen in Wien rund 130 Risiko- und Compliance-Manager sowie Geldwäschebeauftrage beaufsichtigter Unternehmen in Präsenz teil, gleichzeitig konnte die Veranstaltung via Livestream über die FMA-Website digital in real-time mitverfolgt werden. Die FMA-Experten berichteten dabei…