Supervisory briefing on MiFID II suitability requirements

Topic area:
Status: 17.11.2018 |
Archived
Initiative
Official name
MiFID II Supervisory briefing
Type
Report
Level 3 / Other
Initiator
ESMA
Submitted
13.11.2018
Doc. code
ESMA35-43-1206
Summary
Status
Status

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Current version
Final version
13.11.2018
Next step
Entry into force and application
Entry into force

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Application date

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Scope
Associated initiatives
Level 1
MiFID II (binding, Main version, EU)
Level 2
Organisational requirements and operating conditions for investment firms (binding, EU)
Level 3 / Other
MiFID II suitability requirements (binding, EU)

Source: ESMA, ESMA35-43-1206, 2018