RTS related to implementation of a new prudential regime for investment firms

Topic area:
Initiative
Official name
Final report - Draft regulatory technical standards related to the implementation of a new prudential regime for investment firms on:
- the information for the authorisation of credit institutions under point(a) of Article 8a(6) of Directive 2013/36/EU
- the prudential requirements for investment firms under Articles 7(5), 9(4) and 13(4), point (a) to (c) of Article 15(5), and Article 23(3) of Regulation (EU) 2019/2033
- the prudential requirements for investment firms under Article 5(6) of Directive (EU) 2019/2034
Type
Delegated Regulation
Level 2
Initiator
EBA
Submitted
04.06.2020
Doc. code
EBA/RTS/2020/11
Summary
Status
Status

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Current version
Final version
16.12.2020
Next step
Entry into force and application
Entry into force

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Application date

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Scope
Relevant for

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Associated initiatives

Source: EBA, EBA/RTS/2020/11, 2020