RTS 1: Transparency requirements for trading venues and investment firms in respect of equity financial instruments

Official name

COMMISSION DELEGATED REGULATION (EU) 2017/587 of 14 July 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on transparency requirements for trading venues and investment firms in respect of shares, depositary receipts, exchange-traded funds, certificates and other similar financial instruments and on transaction execution obligations in respect of certain shares on a trading venue or by a systematic internaliser

Type

Delegated Regulation

Level 2

Initiator

ESMA

Submitted

28.09.2015

Doc. code

2017/587

Summary

Status

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Current version

Final version

14.07.2016

Next step

Entry into force

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Application date

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Scope

Relevant for

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Level 1

MiFIR (binding, Main version, EU)

Level 2

Amendments to RTS 1 MiFiR (binding, Amendment, EU)

Review of RTS 1 under MiFIR (capital transparency) (binding, Amendment, EU)

MiFIR Consultation Package 3 - Equity transparency (RTS 1) (binding, Amendment, EU)

Level 3 / Other

Q&A on MiFID II and MiFIR transparency topics (binding, EU)

Post-trade transparency trading venues not operated by an exchange/ equity instruments (non-binding, DE)

FAQs on MiFID II - Transitional Transparency Calculations (binding, EU)

Opinion on frequent batch auctions (FBAs) and the double volume cap mechanism (DVCM) (non-binding, EU)

EVIDENCE IN THE CONTEXT OF THE REVIEW OF TRANSPARENCY REQUIREMENTS FOR EQUITY AND NON-EQUITY INSTRUMENTS (non-binding, EU)

MiFID II/MiFIR transitional transparency calculations (TTC) for equity and equity-like instruments (non-binding, EU)

Opinion on amendments to RTS 1 (non-binding, EU)

EBA report on Funding Plans (non-binding, EU)

Amendment of MiFIR RTS regarding DLT Pilot Regime (non-binding, EU)