Revision of MaComp
Initiative
Official name
Mindestanforderungen an die Compliance-Funktion und die weiteren Verhaltens-, Organisations- und Transparenzpflichten nach §§ 63 ff. WpHG für Wertpapierdienstleistungsunternehmen (MaComp)
Type
Circular Letter
Level 3 / Other
Initiator
BaFin
Submitted
16.11.2016
Doc. code
WA 31 - Wp 2002 -2017/0011
Summary
Status
Status
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Current version
Updated version
Next step
Entry into force and application
Entry into force
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Application date
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Scope
Relevant for
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Associated initiatives
Level 1
–
Level 2
–
Level 3 / Other
Adaptation of sections of the MaComp
(non-binding, DE)
MaComp - 4. revised version
(non-binding, DE)
Source: BaFin, WA 31 - Wp 2002 -2017/0011, 2020