Revision of guidelines on the assessment of suitability of the management body (fit and proper)

Topic area:
Status: 20.03.2022 |
Archived
Key words:
Internal governance, RDA
Initiative
Official name
Final report on draft joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders under Directive 2013/36/EU and Directive 2014/65/EU
Type
Guidelines
Level 3 / Other
Initiator
ESAs
Submitted
31.07.2020
Doc. code
ESMA35-36-2319; EBA/GL/2021/06
Summary
Status
Status

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Current version
Final version
02.07.2021
Next step
Entry into force and application
Entry into force

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Application date

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Scope
Relevant for

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Associated initiatives
Level 1
Revision of the CRD IV (CRD V) (binding, Amendment, EU)
Investment firm directive (IFD) (binding, Main version, Amendment, EU)
Bank Recovery and Resolution Directive (BRRD) (binding, Main version, EU)
Level 2
–
Level 3 / Other
Supervisory criteria for determining suitability of bank board members (binding, EU)
Fit & Proper Circular 2022 (binding, AT)

Source: ESAs, ESMA35-36-2319; EBA/GL/2021/06, 2021