Review of MiFID II suitability guidelines
Initiative
Official name
Guidelines on certain aspects of the MiFID II suitability requirements
Type
Guidelines
Level 3 / Other
Initiator
ESMA
Submitted
27.01.2022
Doc. code
ESMA35-43-3172
Summary
Status
Status
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Current version
Final version
Next step
Entry into force and application
Entry into force
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Application date
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Scope
Relevant for
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Associated initiatives
Level 1
MiFID II
(binding, Main version, EU)
Level 2
Organisational requirements and operating conditions for investment firms
(binding, Supplement, EU)
MaComp
(binding, Supplement, DE)
Level 3 / Other
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Source: ESMA, ESMA35-43-3172, 2023