Review of MiFID II suitability guidelines

Topic area:
Status: 11.03.2024 |
Current
Key words:
Post Trading
Initiative
Official name
Guidelines on certain aspects of the MiFID II suitability requirements
Type
Guidelines
Level 3 / Other
Initiator
ESMA
Submitted
27.01.2022
Doc. code
ESMA35-43-3172
Summary
Status
Status

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Current version
Final version
03.04.2023
Next step
Entry into force and application
Entry into force

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Application date

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Scope
Relevant for

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Associated initiatives
Level 1
MiFID II (binding, Main version, EU)
Level 2
Organisational requirements and operating conditions for investment firms (binding, EU)
Level 3 / Other
MiFID II suitability requirements (binding, EU)

Source: ESMA, ESMA35-43-3172, 2023