Responsibilities in relation to AML/CFT

Official name

Guidelines on policies and procedures in relation to compliance management and the role and responsibilities of the AML/CFT Compliance Officer under Article 8 and Chapter VI of Directive (EU) 2015/849

Type

Guidelines

Level 3 / Other

Initiator

EBA

Submitted

02.08.2021

Doc. code

EBA/GL/2022/05

Summary

Status

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Current version

Final version

14.06.2022

Next step

Entry into force

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Application date

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Scope

Relevant for

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Level 1

AMLD4 (Fourth anti-money laundering directive) (binding, Main version, EU)

Level 2

–

Level 3 / Other

Guidelines on internal governance (binding, EU)

MiFID II compliance function requirements (binding, EU)

Guidelines on outsourcing (binding, EU)

ESMA Guidelines on Outsourcing to Cloud Service Providers (binding, EU)

New guidelines for onboarding remote customers (binding, Supplement, EU)

Report on ML/TF risks associated with payment institutions (non-binding, EU)