Q&A on MiFID II and MiFIR transparency topics

Topic area:
Status: 31.10.2023 |
Aktuell
Key words:
Trading
Initiative
Official name
Questions and Answers On MiFID II and MiFIR transparency topics
Type
FAQ
Level 3 / Other
Initiator
ESMA
Submitted
04.11.2016
Doc. code
ESMA70-872942901-35
Summary
Status
Status

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Current version
Q&A
27.10.2023
Next step
Entry into force and application
Entry into force

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Application date

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Scope
Relevant for

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Associated initiatives
Level 1
MiFID II (binding, Main version, EU)
MiFIR (binding, Main version, EU)
Level 2
Organisational requirements and operating conditions for investment firms (binding, EU)
Rules concerning liquidity and transparency (binding, EU)
RTS 1: Transparency requirements for trading venues and investment firms in respect of equity financial instruments (binding, EU)
RTS 2: Transparency requirements for trading venues and investment firms in respect of non-equity financial instruments (binding, EU)
RTS 3: Volume Cap Mechanism (binding, Supplement, EU)
RTS 11: Tick size regime for shares, depositaryreceipts and, exchange traded funds (binding, EU)
RTS 13: Requirements for data reporting services providers (binding, Supplement, EU)
RTS 22: Reporting of transactions to competent authorities (binding, EU)
RTS 23: Supply of financial instruments reference data (binding, EU)
Level 3 / Other
Q&A on MiFID II and MiFIR commodity derivatives topics (binding, EU)
MIFID II/MIFIR Transitional Transparency Calculations (TTC) for Non-Equity Instruments (non-binding, EU)

Source: ESMA, ESMA70-872942901-35, 2023