Prospectus regulation for securities

Official name

REGULATION (EU) 2017/1129 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 14 June 2017 on the prospectus to be published when securities are offered to the public or admitted to trading on a regulated market, and repealing Directive 2003/71/EC

Type

Regulation

Level 1

Initiator

EU

Submitted

30.11.2015

Doc. code

2017/1129

Summary

Status

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Current version

Final version

14.06.2017

Next step

Entry into force

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Application date

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Scope

Relevant for

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Level 1

Adaptions due to Prospectus-Regulation (binding, Amendment, DE)

Promoting the use of SME growth markets (binding, Amendment, EU)

Amendment of the prospectus regulation due to the COVID-19 pandemic (binding, Amendment, EU)

Prevention of Money Laundering and Terrorist Financing - Amendment of the Financial Market Money Laundering Act (binding, Main version, Amendment, AT)

Amending certain regulations with respect to the establishment and operation of ESAPs (binding, Amendment, EU)

Capital Market Act 2019 (non-binding, Main version, Amendment, AT)

Listing Package: Regulation amending prospectus regulation, MAR and MIFIR (binding, Amendment, EU)

Level 2

Minimum Content, Publication and Language Regulation 2019 - MVSV 2019 (binding, Main version, AT)

Amendment to the Minimum Content, Publication and Language Ordinance 2019 (binding, Amendment, AT)

Scrutinity and Disclosure under the Prospectus Regulation (binding, Supplement, EU)

Meta Data under the Prospectus Regulation (binding, Supplement, EU)

Amendment and correction of RTS for Prospectus Regulation - Format and Content of the Prospectus (binding, Amendment, EU)

Amendment and correction of RTS for prospectus regulation - key financial information, classification and advertisements (binding, Amendment, EU)

Minimum information content for a prospectus exemption in connection with a takeover (binding, Supplement, EU)

Technical Advice on amendments to the Prospectus Regulation (scrutiny and disclosure) by the Listing Act (binding, Amendment, EU)

Technical Advice on amendments to the Prospectus Regulation (metadata) by the Listing Act (binding, Amendment, EU)

Level 3 / Other

Q&A on the Prospectus Regulation (binding, EU)

Disclosure requirements under the Prospectus Regulation (binding, EU)

Risk factors under the Prospectus Regulation (binding, EU)

National thresholds for the publication of prospectus for securities (non-binding, EU)

Prospectus Guidelines (non-binding, EU)

Prospectus Q&A (binding, EU)

Minimum information content for prospectus exemption (non-binding, EU)

Determination of the investor group in sales prospectuses and investment information sheets (binding, DE)

Examination of securities prospectuses for comprehensibility (binding, DE)

SPACs: prospectus disclosure and investor protection considerations (non-binding, EU)

FMA Circular Prospectus Supervision (binding, AT)

Sustainability disclosure in prospectuses (non-binding, EU)

Revised basic rules for the provision of information on financial products (Beleidsregel Informatieverstrekking) (binding, Supplement, NL)

CfE on civil liability under the Prospectus Regulation (non-binding, EU)