Procedures for penalties imposed on trade repositories

Topic area:
Status: 11.05.2021 |
Archived
Key words:
Amendment
Initiative
Official name
COMMISSION DELEGATED REGULATION (EU) 2021/732 of 26 January 2021 amending Delegated Regulation (EU) No 667/2014 with regard to the content of the file to be submitted by the investigation officer to the European Securities and Markets Authority, the right to be heard with regard to interim decisions and the lodging of fines and periodic penalty payments
Type
Delegated Regulation
Level 1
Initiator
EU
Submitted
07.12.2020
Doc. code
2021/732
Summary
Status
Status

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Current version
Final version
26.01.2021
Next step
Entry into force and application
Entry into force

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Application date

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Scope
Relevant for

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Associated initiatives
Level 1
EMIR (binding, Main version, EU)
Level 2
Procedural rules for sanctions imposed on trade repositories (binding, EU)
Level 3 / Other
Procedural rules to impose penalties on supervised entities (non-binding, EU)

Source: EU, 2021/732, 2021