MiFID II appropriateness and execution-only requirements

Topic area:
Status: 12.07.2023 |
Archived
Initiative
Official name
Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements
Type
Guidelines
Level 3 / Other
Initiator
ESMA
Submitted
29.01.2021
Doc. code
ESMA35-43-3006
Summary
Status
Status

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Current version
Final version
12.04.2022
Next step
Entry into force and application
Entry into force

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Application date

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Scope
Relevant for

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Associated initiatives
Level 1
MiFID II (binding, Main version, EU)
Level 2
Organisational requirements and operating conditions for investment firms (binding, Amendment, EU)
MaComp (binding, Supplement, DE)
Level 3 / Other
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Source: ESMA, ESMA35-43-3006, 2022