Marketing, distribution and sale of CFDs
Initiative
Official name
General Administrative Act pursuant to section 4b (1) of the German Securities Trading Act (Wertpapierhandelsgesetz – WpHG) regarding contracts for difference (CFD)
Type
General Administrative Act
Level 3 / Other
Initiator
BaFin
Submitted
08.12.2016
Doc. code
VBS 7-Wp 5427-2016/0017
Summary
Status
Status
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Current version
Final version
Next step
Entry into force and application
Entry into force
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Application date
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Scope
Relevant for
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Associated initiatives
Level 1
Securities Trading Act (Revised version 1998)
(binding, Main version, DE)
MiFIR
(binding, Main version, EU)
EMIR
(binding, Main version, EU)
Level 2
Rules concerning liquidity and transparency
(binding, EU)
Level 3 / Other
Guidance on CFDs
(binding, DE)
Source: BaFin, VBS 7-Wp 5427-2016/0017, 2017