Marketing, distribution and sale of CFDs

Topic area:
Status: 15.05.2017 |
Archived
Initiative
Official name
General Administrative Act pursuant to section 4b (1) of the German Securities Trading Act (Wertpapierhandelsgesetz – WpHG) regarding contracts for difference (CFD)
Type
General Administrative Act
Level 3 / Other
Initiator
BaFin
Submitted
08.12.2016
Doc. code
VBS 7-Wp 5427-2016/0017
Summary
Status
Status

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Current version
Final version
08.05.2017
Next step
Entry into force and application
Entry into force

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Application date

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Scope
Relevant for

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Associated initiatives
Level 1
Securities Trading Act (Revised version 1998) (binding, Main version, DE)
MiFIR (binding, Main version, EU)
EMIR (binding, Main version, EU)
Level 2
Rules concerning liquidity and transparency (binding, EU)
Level 3 / Other
Guidance on CFDs (binding, DE)

Source: BaFin, VBS 7-Wp 5427-2016/0017, 2017