MaComp - revised version 2024

Topic area:
Status: 29.02.2024 |
Aktuell
Key words:
Remuneration, Internal governance, Prospectus
Initiative
Official name
MaComp - Rundschreiben 05/2018 (WA) - Mindestanforderungen an die Compliance-Funktion und weitere Verhaltens-, Organisations- und Transparenzpflichten - MaComp; 19.04.2018, geändert am 28.02.2024, Geschäftszeichen WA 31 - Wp 2002 -2017/0011
Type
Standards
Level 2
Initiator
BaFin
Submitted
19.04.2018
Doc. code
05/2018; WA 31 - Wp 2002 -2017/0011
Summary
Status
Status

Get a subscription to have access to the whole content.

Current version
Updated version
28.02.2024
Next step
Entry into force and application
Entry into force

Get a subscription to have access to the whole content.

Application date

Get a subscription to have access to the whole content.

Scope
Relevant for

Get a subscription to have access to the whole content.

Associated initiatives
Level 1
–
Level 2
–
Level 3 / Other
MiFID II compliance function requirements (binding, EU)
MiFID II appropriateness and execution-only requirements (binding, EU)
Guidelines on certain aspects of the MiFID II remuneration requirements (binding, Supplement, EU)
Rules of Conduct under MiFID II (binding, Supplement, DE)

Source: BaFin, 05/2018; WA 31 - Wp 2002 -2017/0011, 2024