MaComp
Initiative
Official name
MaComp - Rundschreiben 05/2018 (WA) - Mindestanforderungen an die Compliance-Funktion und weitere Verhaltens-, Organisations- und Transparenzpflichten - MaComp; 19.04.2018, geändert am 28.02.2024
Type
Circular Letter
Level 2
Initiator
BaFin
Submitted
19.04.2018
Doc. code
05/2018; WA 31 - Wp 2002 -2017/0011
Summary
Status
Status
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Current version
Updated version
Next step
Entry into force and application
Entry into force
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Application date
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Scope
Relevant for
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Associated initiatives
Level 1
Securities Trading Act (Revised version 1998)
(binding, Main version, DE)
Level 2
–
Level 3 / Other
MiFID II compliance function requirements
(binding, EU)
MiFID II appropriateness and execution-only requirements
(binding, EU)
Guidelines on certain aspects of the MiFID II remuneration requirements
(binding, Supplement, EU)
Rules of Conduct under MiFID II
(binding, Supplement, DE)
Revision of guidelines on MIFID II product governance requirements
(binding, Supplement, EU)
Review of MiFID II suitability guidelines
(binding, EU)
Source: BaFin, 05/2018; WA 31 - Wp 2002 -2017/0011, 2024