Investment Code and AIFM Implementation Law (KAGB)

Topic area:

Status: 10.07.2013 |

Archived

Key words:

Main version, Amendment

Official name

Act Implementing Directive 2011/61/EU on Alternative Investment Fund Managers (AIFM Implementation Act - AFIM-UmsG)

Type

Act/Law

Level 1

Initiator

German government

Submitted

21.12.2012

Doc. code

BGBl I Nr. 35/2013

Summary

Status

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Current version

Final version

04.07.2013

Next step

Entry into force

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Application date

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Scope

Relevant for

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Level 1

AIFM tax amendment act (binding, Amendment, DE)

Reducing risks and strengthening proportionality in the banking sector (binding, Amendment, DE)

Financial Market Integrity Reinforcement Act (FISG) (binding, Amendment, DE)

IFD implementing law with investment firm law (WpIG) (binding, Main version, Amendment, DE)

Implementation of the Covered Bonds Directive (CBD-Umsetzungsgesetz) (binding, Amendment, DE)

Sanctions Enforcement Act II (SanktDG) (binding, Main version, Amendment, DE)

Law on the Implementation of the Conversion Directive (UmRUG) (binding, Amendment, DE)

Future Financing Act (binding, Amendment, DE)

Secondary Credit Market Promotion Act (binding, Main version, Amendment, DE)

Special provisions for the restructuring and liquidation of central counterparties (binding, Amendment, DE)

Financial Market Digitization Act - FinmadiG (binding, Main version, Amendment, DE)

Law on the implementation of sustainability reporting by companies (binding, Amendment, DE)

Act to Strengthen the Fund Market (binding, Amendment, DE)

Act to further strengthen investor protection (binding, Amendment, DE)

Act to ensure the enforcement of the EU Regulation on European Green Bonds (non-binding, Amendment, DE)

Future Financing Act II (binding, Amendment, DE)

Level 2

Capital Management Regulatory Requirements for IT (binding, DE)

Revised German Derivatives Ordinance (binding, Main version, DE)

Regulation on notifications and the submission of documents required under the KAGB (binding, Supplement, DE)

Regulation on electronic communication under the German Investment Code (Kapitalanlage-e Kommunikationsverordnung – KAeKV) (binding, Supplement, DE)

Regulation on crypto fund shares (KryptoFAV) (binding, Supplement, DE)

Capital Investment Conduct and Organisation Regulation - KAVerOV (binding, Supplement, DE)

Level 3 / Other

FAQ about investments of own funds in accordance with § 25 para . 7 KAGB (binding, DE)

Notifications procedure for the intended distribution of AIF (binding, DE)

Obligation to audit external capital management companies - Circular 10/2019 (WA) (binding, DE)

FAQ on the appointment of external evaluators according to the KAGB (binding, DE)

FAQ on the distribution and acquisition of investment funds pursuant to the KAGB (binding, DE)

Leaflet on the sale of AIF (binding, DE)

Activities of a capital management company and the external AIF investment company (binding, DE)

Inclusion of information in investment prospects (binding, DE)

Recommendations for liquidity stress tests by German capital management companies (binding, DE)

Approval procedure for a UCITS capital management company (binding, DE)

Updated circular on tasks and duties of the depositary (binding, DE)

Change of the administrative practices for granting loans, etc. for the account of the investment fund (non-binding, DE)

Amendment of the FAQ on the distribution and acquisition of investment funds (binding, DE)

Electronic submission of personal notifications of capital management companies via MVP (binding, DE)

Explanatory leaflet on data maintenance of registered AIF management companies (binding, Supplement, DE)

Explanatory leaflet on the reporting obligations of AIF management companies (binding, Supplement, DE)

Explanatory leaflet on the suitability of managers in accordance with the KAGB (binding, Supplement, DE)

Source: German government, BGBl I Nr. 35/2013, 2013