Internal governance for investment firms

Topic area:
Initiative
Official name
Final report on Guidelines on internal governance under Directive (EU) 2019/2034
Type
Guidelines
Level 3 / Other
Initiator
EBA
Submitted
17.12.2020
Doc. code
EBA/GL/2021/14
Summary
Status
Status

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Current version
Final version
22.11.2021
Next step
Entry into force and application
Entry into force

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Application date

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Scope
Relevant for

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Associated initiatives
Level 1
Investment firm directive (IFD) (binding, Main version, Amendment, EU)
Level 2
Level 3 / Other
Roadmap on Investment Firms (non-binding, EU)
EBA - Final Q&A: IFD - Renumeration (binding, Supplement, EU)

Source: EBA, EBA/GL/2021/14, 2021