IFD implementing law with investment firm law (WpIG)
Initiative
Official name
Gesetz zur Umsetzung der Richtlinie (EU) 2019/2034 über die Beaufsichtigung von Wertpapierfirmen
Gesetz zur Beaufsichtigung von Wertpapierinstituten (Wertpapierinstitutsgesetz – WpIG)
Gesetz zur Beaufsichtigung von Wertpapierinstituten (Wertpapierinstitutsgesetz – WpIG)
Type
Act/Law
Level 1
Initiator
German government
Submitted
17.08.2020
Doc. code
BGbl. I Nr.23/2021
Summary
Status
Status
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Current version
Final version
Next step
Entry into force and application
Entry into force
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Application date
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Scope
Relevant for
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Associated initiatives
Level 1
Investment firm directive (IFD)
(binding, Main version, Amendment, EU)
Extension of ESMA's powers and harmonisation of supervision of internal models under Solvency II
(non-binding, Amendment, EU)
German Banking Act Kreditwesengesetz (KWG)
(binding, Main version, DE)
BRRD implementation act (incl. recovery and resolution act)
(binding, Main version, Amendment, DE)
Investment Code and AIFM Implementation Law (KAGB)
(binding, Main version, Amendment, DE)
Versicherungsaufsichtsgesetz 2016
(binding, Main version, AT)
Sanctions Enforcement Act II (SanktDG)
(binding, Main version, Amendment, DE)
Law on the Implementation of the Conversion Directive (UmRUG)
(binding, Amendment, DE)
Future Financing Act
(binding, Amendment, DE)
Secondary Credit Market Promotion Act
(binding, Main version, Amendment, DE)
Insurance Supervision Act - VAG
(binding, Main version, DE)
Financial Market Digitization Act - FinmadiG
(binding, Main version, Amendment, DE)
Law on the implementation of sustainability reporting by companies
(binding, Amendment, DE)
Future Financing Act II
(binding, Amendment, DE)
Level 2
First regulation amending the Securities Institutions Notification Regulation
(binding, Amendment, DE)
Regulation on supervisory fees
(binding, EU)
Changes in legal ordinances as a result of the introduction of the Securities Institutions Act
(binding, Amendment, DE)
Investment firm remuneration regulation - WpIVergV
(binding, Supplement, DE)
Investment firm audit report regulation (WpI-PrüfbV)
(binding, Supplement, DE)
Investment firm reporting regulation (WpI-AnzV)
(binding, Supplement, DE)
Investment firm holder control regulation - WpI-InhKontrollV
(binding, Supplement, DE)
Level 3 / Other
Explanatory leaflet on the minimum number of directors of investment firms
(binding, Supplement, DE)
General ruling on remuneration disclosures for investment firms
(binding, Supplement, DE)
Source: German government, BGbl. I Nr.23/2021, 2021