IFD implementing law with investment firm law (WpIG)

Official name

Gesetz zur Umsetzung der Richtlinie (EU) 2019/2034 über die Beaufsichtigung von Wertpapierfirmen
Gesetz zur Beaufsichtigung von Wertpapierinstituten (Wertpapierinstitutsgesetz – WpIG)

Type

Act/Law

Level 1

Initiator

German government

Submitted

17.08.2020

Doc. code

BGbl. I Nr.23/2021

Summary

Status

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Current version

Final version

12.05.2021

Next step

Entry into force

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Application date

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Scope

Relevant for

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Level 1

Investment firm directive (IFD) (binding, Main version, Amendment, EU)

Extension of ESMA's powers and harmonisation of supervision of internal models under Solvency II (non-binding, Amendment, EU)

German Banking Act Kreditwesengesetz (KWG) (binding, Main version, DE)

BRRD implementation act (incl. recovery and resolution act) (binding, Main version, Amendment, DE)

Investment Code and AIFM Implementation Law (KAGB) (binding, Main version, Amendment, DE)

Versicherungsaufsichtsgesetz 2016 (binding, Main version, AT)

Sanctions Enforcement Act II (SanktDG) (binding, Main version, Amendment, DE)

Law on the Implementation of the Conversion Directive (UmRUG) (binding, Amendment, DE)

Future Financing Act (binding, Amendment, DE)

Secondary Credit Market Promotion Act (binding, Main version, Amendment, DE)

Insurance Supervision Act - VAG (binding, Main version, DE)

Financial Market Digitization Act - FinmadiG (binding, Main version, Amendment, DE)

Law on the implementation of sustainability reporting by companies (binding, Amendment, DE)

Future Financing Act II (binding, Amendment, DE)

Level 2

First regulation amending the Securities Institutions Notification Regulation (binding, Amendment, DE)

Regulation on supervisory fees (binding, EU)

Changes in legal ordinances as a result of the introduction of the Securities Institutions Act (binding, Amendment, DE)

Investment firm remuneration regulation - WpIVergV (binding, Supplement, DE)

Investment firm audit report regulation (WpI-PrüfbV) (binding, Supplement, DE)

Investment firm reporting regulation (WpI-AnzV) (binding, Supplement, DE)

Investment firm holder control regulation - WpI-InhKontrollV (binding, Supplement, DE)

Ordinance amending the Investment Firms Audit Report Regulation and the Crowdfunding Service Provider Audit Regulation (binding, Amendment, DE)

Level 3 / Other

FAQ on new requirements for investment firms (IFD, IFR, WpIG) (binding, DE)

Questions and answers on the reporting procedures for the notification of outsourcing (binding, DE)

Explanatory leaflet on the minimum number of directors of investment firms (binding, Supplement, DE)

General ruling on remuneration disclosures for investment firms (binding, Supplement, DE)