Guidelines on SREP for investment firms

Topic area:
Status: 19.07.2023 |
Archived
Key words:
SREP, ICAAP, ILAAP
Initiative
Official name
Final Report - Joint EBA and ESMA Guidelines on common procedures and methodologies for the supervisory review and evaluation process (SREP) under Directive (EU) 2019/2034
Type
Guidelines
Level 3 / Other
Initiator
EBA
Submitted
18.11.2021
Doc. code
EBA/GL/2022/09; ESMA35-42-1470; ESMA35-36-2621
Summary
Status
Status

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Current version
Final version
21.07.2022
Next step
Entry into force and application
Entry into force

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Application date

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Scope
Relevant for

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Associated initiatives
Level 1
Investment firm directive (IFD) (binding, Main version, Amendment, EU)
Level 2
Pillar 2 add-ons for investment firms under IFD (binding, Supplement, EU)
Level 3 / Other
Revision of SREP Guidelines (binding, EU)
SREP Market View (SREP Marktbeeld) (non-binding, NL)

Source: EBA, EBA/GL/2022/09; ESMA35-42-1470; ESMA35-36-2621, 2022